Service Overview
Nigeria's capital markets offer significant opportunities for both local and international investors. Our securities law practice provides expert guidance on investment structuring, regulatory compliance, and capital market transactions, ensuring clients can capitalize on opportunities while maintaining full regulatory compliance with the Securities and Exchange Commission (SEC) and other relevant authorities.
Key Services We Provide
Why Choose Our Investment & Securities Law Services
Expert SEC regulatory knowledge and compliance
Efficient capital raising processes and structures
Compliant investment structures and documentation
Risk-optimized transaction structuring
Ongoing regulatory compliance support
Strategic investment advisory services
Our Process
Comprehensive assessment of investment objectives, regulatory requirements, and optimal structuring options.
Design of optimal investment structure for tax efficiency, regulatory compliance, and commercial objectives.
Preparation and filing of all required regulatory documents, prospectuses, and compliance materials.
Support through transaction completion, post-transaction compliance, and ongoing regulatory monitoring.
Service Packages
Choose the right level of support for your needs
Expert guidance on securities law compliance
Complete support for capital market transactions
Frequently Asked Questions
Requirements include minimum share capital, profitability track record, corporate governance standards, extensive disclosure requirements, and compliance with NGX listing rules. The process typically takes 6-12 months. We guide companies through the entire listing process from preparation to post-listing compliance.
Foreign investments are generally welcome but subject to certain sectoral restrictions, reporting requirements to the Nigerian Investment Promotion Commission (NIPC), and compliance with foreign exchange regulations. We help structure compliant foreign investment arrangements and ensure all regulatory requirements are met.
Investment advisors typically need SEC registration and licensing, which varies based on the scope of services, client types, and assets under management. Requirements include minimum capital, qualified personnel, and robust compliance systems. We assist with licensing applications and ongoing compliance.
Investment funds must comply with SEC regulations including registration requirements, disclosure obligations, investment restrictions, custody requirements, and regular reporting. We help establish compliant fund structures and provide ongoing compliance support.